0000929638-13-000250.txt : 20130404 0000929638-13-000250.hdr.sgml : 20130404 20130404170223 ACCESSION NUMBER: 0000929638-13-000250 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20130404 DATE AS OF CHANGE: 20130404 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Yanker Randall S. CENTRAL INDEX KEY: 0001572238 FILING VALUES: FORM TYPE: SC 13G MAIL ADDRESS: STREET 1: 10 WEST STREET STREET 2: APT. PH2C CITY: NEW YORK STATE: NY ZIP: 10004 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: HF2 FINANCIAL MANAGEMENT INC. CENTRAL INDEX KEY: 0001562214 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 461314400 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-87370 FILM NUMBER: 13743645 BUSINESS ADDRESS: STREET 1: 999 18TH STREET, SUITE 3000 CITY: DENVER STATE: CO ZIP: 80202 BUSINESS PHONE: 303-893-2902 MAIL ADDRESS: STREET 1: 999 18TH STREET, SUITE 3000 CITY: DENVER STATE: CO ZIP: 80202 FORMER COMPANY: FORMER CONFORMED NAME: H2 FINANCIAL MANAGEMENT INC. DATE OF NAME CHANGE: 20121114 SC 13G 1 a48761_sc13g.htm a48761_sc13g.htm

 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
OMB APPROVAL
OMB Number:
Expires:
Estimated average burden
hours per response…

SCHEDULE 13G
 
Under the Securities Exchange Act of 1934
 
(Amendment No. __)*
 

HF2 Financial Management Inc.
(Name of Issuer)

Class A Common Stock, par value $0.0001 per share
(Title of Class of Securities)

 
40421A104
  
(CUSIP Number)

March 27, 2013
(Date of Event which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
 
 [  ]           Rule 13d-1(b)
 
 [X]          Rule 13d-1(c)
 
 [  ]           Rule 13d-1(d)
 
*             The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
 
The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
 

 
 
 
Page 2 of 6

1
Names of Reporting Persons.
 
Randall S. Yanker
 
2
Check the Appropriate Box if a Member of a Group (See Instructions)
 
(a)           [ ]
 
 
(b)           [X]
 
3
SEC Use Only
 
4
Citizenship or Place of Organization.
 
United States

Number
of Shares
Beneficially
Owned by
Each
Reporting
Person With
5    Sole Voting Power
 
2,063,683 shares (1)
 
6    Shared Voting Power
 
0 shares
 
7    Sole Dispositive Power
 
2,063,683 shares (1)
 
8    Shared Dispositive Power
 
0 shares

9
Aggregate Amount Beneficially Owned by Each Reporting Person
 
2,063,683 shares (1)
10
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)     [ ]
 
11
Percent of Class Represented by Amount in Row (9)
 
8.7%
12
Type of Reporting Person (See Instructions)
 
IN

 
(1)     
Includes 378,656 shares held by the Reporting Person, 37,866 shares held by Jeffrey J. Hodgman, 1,135,973 shares held by NAR Special Global, LLC, 189,329 shares held by Thomas Maheras, 151,463 shares held by Daniel T. Smythe, 94,664 shares held by Ramnarain Jaigobind, 37,866 shares held by Paul D. Schaeffer, 18,933 shares held by Dickinson Investments LLC and 18,933 shares held by SC-NGU LLC. The Reporting Person has voting and dispositive power over these shares pursuant to a proxy and power of attorney with each of the shareholders listed.

 
 
 
Page 3 of 6
SCHEDULE 13G

Item 1
 
    
 
(a)
Name of Issuer
 
   
HF2 Financial Management Inc.
 
 
(b)
Address of Issuer’s Principal Executive Offices
 
   
999 18th Street, Suite 3000
   
Denver, Colorado 80202
 
Item 2
 
    
 
(a)
Name of Person Filing
 
   
Randall S. Yanker
     
 
(b)
Address of Principal Business Office or, if none, Residence
 
   
c/o Alternative Asset Managers, L.P.
   
Two Grand Central Tower
   
140 East 45th Street, 16th Floor
   
New York, NY 10017
     
 
(c)
Citizenship
 
   
United States
     
 
(d)
Title of Class of Securities
 
   
Class A Common Stock, par value $0.0001 per share
 
 
(e)
CUSIP Number
 
   
40421A104
     
Item 3
If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
 
 
NOT APPLICABLE
 
Item 4
Ownership:
 
Item 4(a)
Amount Beneficially Owned
 
 
As of April 1, 2013, the Reporting Person beneficially owns 2,063,683 shares of Class A Common Stock. (2)
     
Item 4(b)
Percent of Class
     
 
8.7%
  

 

 
 
 
Page 4 of 6

Item 4(c)
Number of shares as to which such person has:

 
 
(i)
Sole power to vote or to direct the vote   
 
2,063,683 shares (2)
 
  
 
(ii)
Shared power to vote or to direct the vote    
 
0 shares
 
  
 
(iii)    
Sole power to dispose or to direct the disposition of   
 
2,063,683 (2)
 
  
 
(iv)
Shared power to dispose or to direct the disposition of   
 
0 shares
 
  


(2)     
Includes 378,656 shares held by the Reporting Person, 37,866 shares held by Jeffrey J. Hodgman, 1,135,973 shares held by NAR Special Global, LLC, 189,329 shares held by Thomas Maheras, 151,463 shares held by Daniel T. Smythe, 94,664 shares held by Ramnarain Jaigobind, 37,866 shares held by Paul D. Schaeffer, 18,933 shares held by Dickinson Investments LLC and 18,933 shares held by SC-NGU LLC. The Reporting Person has voting and dispositive power over these shares pursuant to a proxy and power of attorney with each of the shareholders listed.

Item 5
Ownership of Five Percent or Less of a Class
 
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following:[  ]
 
Item 6
Ownership of More than Five Percent on Behalf of Another Person
 
Not applicable.
 
Item 7
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company
 
Not applicable.
 
Item 8
Identification and Classification of Members of the Group
 
Not applicable.
 
Item 9
Notice of Dissolution of Group
 
Not applicable.
 

 
 
 
Page 5 of 6

Item 10
Certification
 
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
 
 
 
 
 
 
 
 
 
 
 

 
 
 
Page 6 of 6

SIGNATURE
 
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
 
Date: April 3, 2013



  /s/ Randall S. Yanker  
 
Randall S. Yanker